Sr. No.
Please read product labeling details available on cover page and the instructions before filling
up the Application Form. Tick (P) whichever is applicable, strike out whichever is not required.
Common Application Form
(For Lumpsum / Systematic Investments)
DISTRIBUTOR INFORMATION
(Only empanelled Distributors / Brokers will be permitted to distribute Units of Baroda Pioneer Mutual Fund)
Upfront commission shall be paid directly by the investor to the AMFI registered distributor, based on the investor's assessment of various factors, including the service rendered by the
distributor.
I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship
manager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the
distributor/sub broker.
1st Applicant Signature / Guardian Signature / POA Signature / Thumb Impression
3rd Applicant Signature / POA Signature / Thumb Impression
2nd Applicant Signature / POA Signature / Thumb Impression
Occupation of the Applicant (Mandatory, please P)
MODE OF HOLDING
Default Option: Joint
Joint
OR
Single
Anyone or Survivor
OR
SOLE / FIRST APPLICANT'S PERSONAL DETAILS (Please fill in ALPHABETS and use one box for one alphabet, leaving one box blank between two words, as it appears in your Bank Account)
Student Business Professional Housewife
Retired
Gross Annual Income OR
Net-worth* in ` (Lacs)
Any other information
*Should not be older than
one year
<5 L 5-25 L
25L-1Cr
1Cr-5 Cr >5 Cr
as on Date
D D M M Y Y
Politically Exposed Person (PEP) Related to a PEP
INDIVIDUALS
NON-INDIVIDUALS
Is the entity involved in any of the following services:
• Foreign Exchange/ Money Changer
• Gaming/ Gambling/ Lottery (casinos, betting syndicates)
• Money Lending/ Pawning
Yes
No
<50 L 50 L - 2.5 Cr
2.5 - 10 Cr
10 Cr - 50 Cr
Yes
No
Yes
No
as on Date
D D M M Y Y
TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY (Please refer Instructions for filling up the Application Form - VIII)
Existing Folio Number
In case the subscription amount is `10,000/- or more and your distributor has opted to receive Transaction Charges, they are deductible, as applicable, from the purchase / subscription
amount and payable to the distributor. Units will be issued against the balance amount.
I confirm that I am an existing investor across Mutual Funds.
( ` 100 deductible as Transaction Charge and payable to the Distributor)
I confirm that I am a first time investor across Mutual Funds.
( ` 150 deductible as Transaction Charge and payable to the Distributor)
FOREIGN ACCOUNT TAX COMPLIANCE ACT (FATCA) / COMMON REPORTING STANDARD (CRS) RELATED INFORMATION OF THE APPLICANT(S)
(Please refer instruction XI for details)
It is mandatory to fill and sign the annexure relating to FATCA & CRS, which forms part of this Application Form.
Public Co. - Listed Public Co. - UnlistedBuilder
ACKNOWLEDGMENT SLIP (To be filled in by the investor)
Signature, Stamp & Date
Received from Mr. / Ms. / M/s.
Option (please P)
Growth
Dividend
along with Cheque / DD No. / UTR No.
D D M M Y Y Y Y
Dated
Amount `
Drawn on (Bank)
an Application for scheme
Sub-option (please P)
Payout
Reinvestment
Sr. No.
Natural Guardian (Father / Mother)
Legal Guardian (Court appointed Guardian)
Proof of DOB of Minor enclosed (please P)
Passport
Birth Certificate Other
Address [P. O. Box Address is not sufficient] (Indian address, in case of NRIs/ FIIs)
City
Pincode
State
Country
(Mandatory)
Phone (Res)
Email ID*
Phone (Off.)
Fax No. Mobile No.
*If the First Applicant is a Minor, please state the details of Guardian. # Please attach PAN proof.
Name of the contact person in case of Non-Individual
Date of Birth (DOB)
D D M M Y Y Y Y
Nationality (For Individuals)
Name
Mr
Ms
M/s
Guardian Name (if Sole/ First applicant is a Minor)
Mr
Ms
M/s
PAN (Refer Instruction IV)#
PAN
PAN (Refer Instruction IV)*#
Minor through guardian
Other
Resident IndividualForeign National Resident in IndiaNRI - Non Repatriation
Body Corporate
NGO Sole Proprietorship
NRI-Repatriation
Society / Club
Partnership
AOPOCIPIOQFICompany
FIIsTrustHUFLLP
BOI
Status of the First Applicant (Mandatory, please P)
Distributor / Broker ARN Sub-Broker Code LG Code
EUIN
Sub-Broker ARN
Date & Time Stamp
I H No. (K Bolt)
For Office use only For Office use only
Defence
Agriculture
Forex Dealer
Gov. Service
Public Sector Pvt. Sector Service OtherSports Entertainment
Not Applicable
*Wherever email ID is registered, an electronic Statement of Account (e-SOA) will be shared with the investor. In case you want to receive a physical statement, please request for the same separately.
>50 Cr
(refer instructions bank account details)
KYC Identification No (KIN)
Investors who have completed their Centralised KYC (CKYC) and have obtained KYC Identification Number (KIN) from the Central KYC
Records Registry (CKYCR), may quote their KIN while investing. In case of minor, please provide KIN of guardian.
DECLARATION AND SIGNATURES
I/We have read and understood the contents of the scheme related documents and hereby apply for allotment of units in the Scheme. I/We agree to abide by the terms, conditions, rules & regulations governing the
Scheme. I/We hereby declare that I/We am/are authorized to make this investment and that the amount invested in the Scheme is through legitimate sources only and does not involve and is not designed for the
purpose of any contravention or evasion of any act, rule, regulation, notification or direction or any other applicable laws issued by the Government of India or any regulatory or statutory authority. I/We have
understood the details of the Scheme and in the event “Know Your Customerprocess is not completed by me/us to the satisfaction of the AMC, I/We hereby authorize the AMC to redeem the funds invested in the
Scheme, in favour of the first applicant at the applicable NAV prevailing on the date of such redemption and to undertake such other action with such funds as may be required by law. I/We hereby authorise Baroda
Pioneer Mutual Fund, its Investment Manager and its agents to disclose details of my investment to my bank(s)/Baroda Pioneer Mutual Fundbank(s) and/or Distributor/Broker/Investment Adviser.
The ARN holder has disclosed to me/us all the commission (in the form of trail commission or any other mode), payable to him/it for the different competing schemes of various mutual funds from amongst which
the Scheme is being recommended to me/us. I/We have neither received nor been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We declare that the information given in this
application form is correct, complete and truly stated. If I/We have not ticked for not appointing a nominee, then the Application Form shall be processed as without nomination.
Applicable for “Execution Only” transaction : I/We, the undersigned, hereby acknowledge and confirm that the above transaction is “Execution Only” as explained vide SEBI circular no. CIR /IMD/DF/13/2011 dated
22 August 2011. This investment is being made notwithstanding the advice of the appropriateness/inappropriateness of the same and the distributor has not charged any advisory fees on this transaction.
Applicable for NRIs : I/We confirm that I am/we are Non-Residents of Indian nationality/origin but not residents of the United States and Canada and I/we hereby confirm that I/we have remitted funds from abroad
through approved banking channels or from my/our monies in my/our domestic account maintained in accordance with applicable RBI guidelines.
THIRD APPLICANT'S DETAILS
Name
Mr
Ms
Overseas Address (Mandatory in case of NRI/ FII applicant, in addition to mailing address)
State
Country Zip Code
Sub-option (please P)
Payout
Reinvestment
Option (please P)
Growth
Dividend
NOMINATION DETAILS (To be filled in by individuals singly or jointly. Mandatory only for Investors who opt to hold units in Non-Demat Form) Refer Instruction VII.
Name and Address of
the Nominess(s)
Relationship
between Nominee
& Investor
Name & Address of Guardian
(to be furnished in case the nominee is minor)
Signature of
Guardian / Nominee
Proportion (%) by which the units
will be shared by each nominee
(% to aggregate to 100%)
Date of Birth
Nominee 1
Nominee 2
Nominee 3
All communication / payments will be made to the first applicant, or to the Karta in case of HUF. Bank account details of first applicant required, without which the application is liable to be rejected.
Name of the Bank
Branch
Account No. (in figures)
Bank Address
Account Type
Savings
Current NRO NRE Others
MICR Code (9 digits)
Pincode
State
City
*IFSC Code for NEFT / RTGS
*This is an 11 Digit Number,
kindly obtain it from your Bank Branch.
Example for filling
the Account No.
Ac. No.
In words
1
One
3
Three
5
Five
7
Seven
(Please attach copy of cancelled cheque)
Scheme Name
GROSS AMOUNT (A)
A
MODE OF PAYMENT NEFT / RTGS
Cheque
DD [(Bank Certificate / Third Party / DD Declaration Enclosed) (for Third Party Payment Refer Instruction VI(9))]
Cheque /
DD Details
A/c No.
A/c Type
Cheque / DD No.
D
D
M M Y Y
Y Y
Date
FIRST HOLDER'S BANK ACCOUNT DETAILS (Mandatory) Refer Instruction III.
REDEMPTION / DIVIDEND / REFUND PAYOUTS (Refer Instruction X for details)
SCHEME DETAILS (Please choose the Option and Sub-option for Investment, please read product labeling details available on Cover Page and Instruction before filling this section)
INVESTMENT DETAILS (Strike off whichever is not applicable)
NET AMOUNT (CHEQUE / DD AMOUNT)
DD CHARGES (IF ANY) (B)
B
A minus B
Drawn on Bank
In case of NEFT / RTGS payment
UTR No.
Zero Balance folio
Account no. (in words)
Plan (please P)
Plan A Plan B (Direct)
`
NAME OF POWER OF ATTORNEY (POA) HOLDER (If investment is being made by a Constituted Attomey) Mr
Ms
PAN
`
1st Applicant Signature / Guardian Signature /
POA Signature / Thumb Impression
2nd Applicant Signature / POA Signature /
Thumb Impression
3rd Applicant Signature / POA Signature /
Thumb Impression
DEMAT ACCOUNT DETAILS
National Securities Depository Limited
Central Depository Services (India) Limited
Depository Participant Name
DP ID No.
Client ID No.
Mr / Ms / M/s
Add convenience to your life with our value added service
Simply send **SMS to 9212 132763 to avail the below facilities
Balance SMS BAL <space> last 6 digits of Folio No.
NAV SMS NAV <space> last 6 digits of Folio No.
Statement thru Email SMS ESOA <space> last 6 digits of Folio No.
Last 3 Transactions SMS Transaction <space> last 6 digits of Folio No.
**SMS charges as per service provider applicable.
SM
S
S
MS
Investor can avail below facilities
1. NAV
2. Account Balance
3. Account Statement
4. Last 5 Transactions
IVR
24x7
9 am to 6 pm - Monday to
Saturday on all Business Days
nd th
9 am to 2 pm on 2 & 4
Saturdays of the Month
For more details call :
1800-2670-189 (Toll Free)
www.barodapioneer.in
Date of Birth
D D M M Y Y Y Y
Status: (P)
NRIRI
Nationality
SECOND APPLICANT'S DETAILS
Name
Mr
Ms
KYC Identifica-
tion No (KIN)*
PAN
Country of
Birth
#
(Refer Instruction IV)
#
Please attach PAN proof.
Date of Birth
D D M M Y Y Y Y
Status: (P)
NRIRI
Nationality
KYC Identifica-
tion No (KIN)*
PAN
Country of
Birth
#
(Refer Instruction IV)
#
Please attach PAN proof.
KYC Identifica-
tion No (KIN)*
* Refer Instruction IV under KYC details.