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SCHEDULE 7
FORM OF CONSENT TO ARBITRATION ARTICLE 37(4)
NEW WEST PARTNERSHIP TRADE AGREEMENT
Consent to Arbitrate by a Person
1. In this consent:
"administrator" means the administrator appointed pursuant to Article 19 of the Agreement;
Agreement” means the New West Partnership Trade Agreement including any
amendments, related documents, and any joint decisions issued by the Parties under
Article 21, as the case may be;
complainant” means the person wishing to access the bid protest mechanism provided for
under Part IV(B) and providing this consent;
consent” means this Consent to Arbitrate by a Person required under Article 37(4) from
any person wishing to access the bid protest mechanism provided for under Part IV(B);
disputants” means the complainant and responding government entity or Party, and
disputant” means either one of them, as the case may be; and
Parties” means the Parties to the Agreement and “Party” means any one of them, as the
case may be.
2. This consent is being provided by [name], of [address for service].
3. The complainant hereby acknowledges that under Article 37(4), any person wishing to
access the bid protest mechanism provided for under Part IV(B) of the Agreement
must first acknowledge in writing its consent to the process. This consent is in
fulfillment of that requirement.
4. The complainant has a dispute with [applicable government entity] arising under the
Agreement relating to [brief description of the specific procurement at issue]. The
complainant specifically consents to submitting this dispute to an arbiter under Part
IV(B) of the Agreement, and agrees to do so wholly in accordance with this consent
and the procedures specified in the Agreement.
5. In doing so, the complainant acknowledges and agrees that those procedures provide
as follows:
(a) Proceedings under Part IV(B) of the Agreement are governed by the Agreement.
Those procedures differ in many ways from those normally used by domestic
courts.
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(b) Subject to limited protections for certain types of information in Article 7(4) and
any ruling relating to confidentiality made by the arbiter, the Agreement provides
for public process. The arbiter’s final report will be made public (see Article
38(10)). In addition, any information and documentation provided to a
government entity or a Party as part of the proceeding will thereafter become
subject to the Party’s freedom of information legislation which may require that
the government entity or Party disclose such information and any records or
documents that have been created by that government entity or Party based on
such information or documentation, to third parties making appropriate requests
under such legislation;
(c) Subject to a limited right of judicial review, the decision of the arbiter is final and
cannot be appealed (see Articles 38(10) and 41));
(d) The disputants are solely responsible for the costs associated with a proceeding
under Part IV(B) of the Agreement. Such costs will include the fees of the arbiter,
costs incurred by the administrator and certain costs associated with legal
representation. Such costs can be significant. In particular, see Schedule 5 of
the Agreement which establishes the fees payable to the arbiter and certain other
permitted costs. Article 39(1) provides that, in principle, all such costs shall be
borne by the unsuccessful disputant. However, an arbiter retains the discretion
to apportion costs between the disputants as the arbiter considers reasonable.
This means that the arbiter may allocate all or a greater proportion of costs to one
or the other of the disputants in some circumstances. Once a cost award is
issued by an arbiter, it becomes enforceable against the named disputant as if it
were a superior court order (see Article 40(3));
(e) A complainant wishing to initiate a proceeding under Part IV(B) of the Agreement
must provide an initial financial deposit in the amount of $2,500 with the
administrator (see Article 37(4)). That initial deposit, in the form a certified
cheque or bank draft made payable to the administrator, must be attached to this
consent. An arbiter may subsequently order that a complainant provide one or
more additional financial deposits, at the arbiter’s discretion, in order to fully
cover the estimated costs of the proceeding. The proceeding is automatically
terminated if the complainant fails to provide the required financial deposits (see
Article 37(5));
(f) Once a proceeding commences it may only be terminated prior the issuance of
arbiter’s final report by mutual consent of the disputants (see Article 38(9)). Even
if a proceeding is so terminated the complainant may still be responsible for some
or all of the costs of the proceeding incurred up to that date, at the arbiter’s
discretion;
(g) In the event that a complainant is successful in a proceeding, its remedies under
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Part IV(B) of the Agreement are strictly limited to a cost award, not to exceed
$50,000, and a recoupment award, not to exceed $50,000 (see Article 39(3)).
These remedies may not fully compensate the complainant for the costs it has
incurred in participating in applicable procurement process or in the proceeding;
and
(h) The Parties may, at any time, issue a joint decision declaring an agreed
interpretation of the Agreement. All such joint decisions are binding on arbiters
and all arbiters’ decisions must be consistent with all preceding joint decisions
(see Article 21(3)). Any joint decision issued by the Parties at any time prior to
the issuance of the arbiter’s final report in this proceeding could therefore affect
the outcome of the proceeding.
6. The complainant hereby consents to consideration of its dispute pursuant to the bid
protest mechanism specified in Part IV(B) of the Agreement and on the bases outlined
above.
Signed by an authorized signatory of the complainant at
, on the day of , 20
(Signature)
(Name)
(Position)